Investment data catalog

Current investment data, with the history to explain what changed.

Connect adviser, fund, ownership, filing, holdings, and security records. Follow dated history with its identifiers and source.

Search the data See every dataset

What is in AUMSearch

Public investment records, organized around the questions they answer.

Each family retains its own meaning, identifiers, dates, and source documents. Connections make the data easier to research without turning different disclosures into the same thing.

Advisers, people, and private markets

Connect firms and representatives to their registrations, narrative disclosures, private funds, service providers, and exempt offerings.

Adviser intelligence

Adviser firms and Form ADV records

Research registration, ownership, clients, offices, regulatory assets under management, disclosures, amendments, and withdrawals.

Explore adviser data

Records, history, and analysis

Record sets and fields

Adviser firms
Form ADV filings
ADV-W
Ownership
Disclosures

History: Current profiles plus validated filing, amendment, and withdrawal history.
Analyze: Compare reported firm characteristics and trace how a public profile changed over time.

Private-fund intelligence

Form ADV Schedule D private funds

Connect an adviser to reported private funds, gross assets, fund types, minimum investments, related vehicles, and service providers.

Explore Schedule D private funds

Records, history, and analysis

Record sets and fields

Private fund IDs
Fund types
Gross assets
Service providers
Form D links

History: Each fund observation remains attached to the adviser filing and reporting date that supplied it.
Analyze: Follow sponsor portfolios, fund additions, reported asset changes, and provider relationships.

People and registrations

Investment adviser representative records

Research public IAR registrations, employment history, examinations, professional designations, other business activities, and disclosures.

Explore IAR records

Records, history, and analysis

Record sets and fields

Individual CRD
Firm history
State registrations
Qualifications
Disclosures

History: Source-dated employment and registration observations support movement and tenure analysis.
Analyze: Study adviser movement, recruiting markets, registration footprints, and public background records.

Narrative disclosure

Form ADV Part 2 brochures and Form CRS

Search adviser-authored descriptions of services, fees, conflicts, disciplinary history, investment methods, and retail relationships.

Explore brochures and Form CRS

Records, history, and analysis

Record sets and fields

Part 2A brochures
Part 2B supplements
Form CRS
Document versions
Extracted sections

History: Document versions and effective dates stay separate so wording changes remain reviewable.
Analyze: Compare fee language, services, conflicts, disciplinary disclosures, and material changes.

Private offerings

Form D and D/A offering records

Follow issuers, offering details, amounts, dates, recipients, related people, signatures, and amendments.

Explore Form D data

Records, history, and analysis

Record sets and fields

Form D/D-A filings
Issuers
Offerings
Recipients
Amendments

History: Original filings and amendments remain separate, source-dated records.
Analyze: Study offering activity, amendment patterns, recipient relationships, and reported amounts.

Registered funds and portfolios

Move from a registrant and series to its registration lifecycle, portfolio holdings, share classes, and source filings.

Registered products

Registered funds and Form 485 filings

Connect registrants to series, share classes, tickers, N-1A registration statements, prospectuses, and post-effective amendments.

Explore registered funds

Records, history, and analysis

Record sets and fields

Form N-1A
Form 485
Series IDs
Class IDs
Prospectuses

History: Registration statements, amendments, effectiveness notices, and prospectus updates remain source dated.
Analyze: Follow product, series, share-class, ticker, fee, strategy, and filing changes.

Portfolio transparency

Form N-PORT fund portfolio holdings

Analyze registered-fund portfolios, position values, asset classifications, debt terms, derivatives, counterparties, and securities lending.

Explore Form N-PORT data

Records, history, and analysis

Record sets and fields

Fund portfolios
Position values
Debt terms
Derivatives
Counterparties

History: Monthly source-reporting periods and the public portfolio observations available under the governing rules support comparable history.
Analyze: Compare fund holdings, concentration, asset mix, derivatives, and risk-related observations.

Institutional holdings and securities

Study periodic holdings and the identifiers connecting managers, issuers, securities, filings, and fund portfolios.

Institutional holdings

Form 13F filings and reported holdings

Move from a filing manager to quarterly reports, amendments, issuers, securities, reported values, quantities, and voting authority.

Explore Form 13F data

Records, history, and analysis

Record sets and fields

Form 13F filings
Reported holdings
Managers
Report periods
Amendments

History: Validated reporting periods remain connected to their source filings and amendments.
Analyze: Compare periods to surface new, increased, decreased, retained, and exited positions.

Security reference

Securities and identifier history

Resolve as-filed issuer descriptions and identifiers into references connected to managers, filings, funds, portfolios, and offerings.

Explore security identifiers

Records, history, and analysis

Record sets and fields

CUSIP
Ticker
FIGI
Issuer
Security class

History: Identifiers stay connected to the periods and source records in which they were observed.
Analyze: Prevent renames and identifier changes from creating false entries, exits, or duplicate issuers.

Compare across time

Turn filing history into trends, changes, and patterns.

A row becomes more useful when you can place it beside the same entity, field, or security from another source-dated period. AUMSearch keeps the comparison grounded in what was actually reported.

Adviser changeWhich reported firm characteristics changed between Form ADV filings?Private fundsWhich private funds and service providers did an adviser report in Schedule D?Adviser movementHow did an adviser representative’s public firm and registration history change?Holdings comparisonWhat appeared, increased, decreased, or exited across available Form 13F periods?Fund portfoliosHow did a fund’s positions, exposures, and reported portfolio structure change?Offering activityHow did a Form D offering change when an amendment was filed?Security identityWhich identifiers connect the same reported security across managers, funds, and filing periods?

AUMSearchCompare records

Illustrative workflow

Record familyForm 13F holdings

EntityICONIQ Capital

CompareAvailable report periods

Earlier source-dated periodLatest validated period

NewFirst observed

IncreasedReported value or quantity rose

DecreasedReported value or quantity fell

ExitedNo longer reported

Reported changes describe differences between public snapshots. They can surface useful patterns, but they do not by themselves prove that a trade occurred.

History and freshness

Freshness is visible. History stays intact.

The newest record is only useful when its timing is clear. AUMSearch publishes the latest validated coverage date, preserves prior records where coverage is validated, and keeps different kinds of dates separate.

Latest validated snapshotLoading…

Published coverage is date-stamped rather than presented as permanently “live.” Each family follows its source’s publication cadence and appears in the coverage view only after validation.

Historical context

Prior records are not overwritten.

Filings, amendments, withdrawals, report periods, and identifier observations remain available where historical coverage has passed validation.

Date semantics

Reported, filed, effective, and processed are different.

Keeping those dates separate prevents an old reporting period from looking current simply because its filing or processing date is newer.

As filedOriginal value and identifier

NormalizedComparable research field

Source linkedOfficial record and dates

Review coverage and freshness

Use the same data your way

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Use the browser, API, MCP, exports, or scheduled data feeds—all from the same source-linked record model.

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