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Form ADV search

Search Form ADV filings and adviser records.

Find an adviser, resolve the regulatory record, compare filing versions, and keep every reported fact connected to the source profile and filing date.

AUMSearchSearch Form ADV records
Firm name, CRD number, or SEC file numberSearch Form ADV records
Search source-linked public records with dates and official-source access.

Search live records

Search Form ADV records

Firm name, CRD number, or SEC file number. Results keep the source date and official record link attached for verification.

Search public records

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Every result retains its source package, reporting date, and official record.

Paid plans unlock more data points, filing history, exports, and connected research tools.

Try Vanguard advisers, Apple holdings, or Blackstone offerings.

Firm names match from the beginning. One completed SEC or state snapshot at a time. Regulatory AUM is reported by the adviser.

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Results from the selected completed source package. Expand a record name for details.
Record / detailsLocationRegulatory AUMSnapshotCRDSource

Each result retains the selected source version. Related searches use reported identifiers. Check the source date and identifier role when comparing datasets; separate filings and amendments remain separate.

Worked source example

Worked record: Vanguard Group Inc. · CRD 105958

Use the firm CRD to reproduce one source-dated adviser lookup instead of relying on a shared brand name.

Reviewed

Source package: SEC/IAPD snapshot · September 30, 2026.

This is a September 30, 2026 SEC/IAPD snapshot; the September 21 latest-filing date is part of that source record. It does not establish live status, performance, suitability, or an endorsement.

Questions this search can answer

Find the record, then understand what it means.

  • Adviser identity and registration status
  • Regulatory assets, clients, services, and offices
  • Ownership, control, disclosures, and filing history
  • Schedule D private funds and related service providers

How to use the search

A better result starts with the right record.

Names help with discovery. Identifiers, report periods, filing versions, and source documents make the result dependable enough to use.

Start with identity

Use a firm name or exact CRD number, then confirm the legal and regulatory record before comparing results.

Choose the filing version

Review the current filing and amendments with their filing and effective dates.

Open the source

Verify material fields in the official adviser profile or filed document.

Searchable record

Fields included with the result.

  • Firm name and CRD number
  • SEC registration and status
  • Regulatory assets under management
  • Client and service categories
  • Offices and jurisdictions
  • Control persons and ownership
  • Private funds and service providers
  • Filing and amendment dates

Go deeper

Turn one search into a repeatable research path.

Search Form ADV recordsConnect the data