Research public investment-manager records

A source map for adviser records, registered funds and ETFs, Form ADV, Form N-1A, Form 485, Form 13F, and their native identifiers.

Compare assets under management, Form ADV regulatory AUM, and Form 13F disclosed value by source, scope, timing, and appropriate use.

Compare CRD and CIK identifiers, their systems and record types, and how adviser and filing-manager records can connect without assuming they are the same entity.

Search public Form ADV filings by adviser name or CRD, verify the record, and find Part 1, brochures, Form CRS, dates, and current status with source context.

Find and verify an investment adviser by firm, person, state, city, ZIP, or CRD through IAPD, BrokerCheck, Form ADV, and public disclosures.

Look up a FINRA CRD number for an adviser, broker, firm, or individual by name, location, or CRD and verify the public record before using it.

See the SEC’s official Form 13F deadlines for 2026–2028, including quarter dates, weekend adjustments, federal holidays, and filing-period context.

Understand the $100 million Form 13F threshold, who files, required reports, report types, contents, and disclosure limits for filing research.

Compare investment advisers and broker-dealers by services, accounts, compensation, public records, Form ADV, Form CRS, IAPD, and BrokerCheck.