Research public investment-manager records

A source map for adviser records, registered funds and ETFs, Form ADV, Form N-1A, Form 485, Form 13F, and their native identifiers.

Compare assets under management, Form ADV regulatory AUM, and Form 13F disclosed value by source, scope, timing, and appropriate use.

Compare CRD and CIK identifiers, the systems they belong to, what they identify, and how investment manager records can connect across them.

Search public Form ADV filings by adviser name or CRD number, verify the right record, and find Part 1, brochures, Form CRS, and filing dates.

Find and verify an investment adviser through IAPD, BrokerCheck, Form ADV, CRD numbers, registration status, brochures, and disclosure records.

Look up a FINRA CRD number for an adviser, broker, firm, or individual and verify the right public IAPD or BrokerCheck record.

See the SEC’s official Form 13F filing deadlines for quarters ending in 2026, 2027, and 2028, plus weekend and federal-holiday rules.

Understand the $100 million Form 13F filing threshold, who files, the required quarterly sequence, report types, contents, and disclosure limits.

Compare investment advisers and broker-dealers by services, accounts, compensation, public records, Form ADV, Form CRS, IAPD, and BrokerCheck.