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RIA and investment adviser search

Search RIA and investment adviser firms by name, CRD, and filing facts.

Resolve the RIA or investment adviser record first, then use current and historical Form ADV filings to understand the firm and what changed.

AUMSearchSearch adviser firms
Adviser name, CRD number, or SEC file numberSearch adviser firms
Search source-linked public records with dates and official-source access.

Search live records

Search adviser firms

Adviser name, CRD number, or SEC file number. Results keep the source date and official record link attached for verification.

Search public records

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Every result retains its source package, reporting date, and official record.

Paid plans unlock more data points, filing history, exports, and connected research tools.

Try Vanguard advisers, Apple holdings, or Blackstone offerings.

Firm names match from the beginning. One completed SEC or state snapshot at a time. Regulatory AUM is reported by the adviser.

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Results from the selected completed source package. Expand a record name for details.
Record / detailsLocationRegulatory AUMSnapshotCRDSource

Each result retains the selected source version. Related searches use reported identifiers. Check the source date and identifier role when comparing datasets; separate filings and amendments remain separate.

Worked source example

Worked record: Vanguard Group Inc. · CRD 105958

A firm CRD gives the search a bounded identity to verify in the source record.

Reviewed

Source package: SEC/IAPD snapshot · September 30, 2026.

This example is pinned to the September 30, 2026 SEC/IAPD snapshot and its September 21 latest-filing date. It does not establish live status, performance, suitability, or an endorsement.

Questions this search can answer

Find the record, then understand what it means.

  • The firm’s regulatory identity and current status
  • Locations, services, clients, and reported regulatory assets
  • Filing, amendment, and withdrawal history
  • Connected people, private funds, and official records

How to use the search

A better result starts with the right record.

Names help with discovery. Identifiers, report periods, filing versions, and source documents make the result dependable enough to use.

Search broadly

Start with a firm name or known identifier and review possible legal-entity matches.

Confirm with CRD

Use the firm CRD and regulator profile to distinguish similarly named advisers.

Research the history

Compare dated filing versions instead of treating the current profile as the complete record.

Searchable record

Fields included with the result.

  • Legal and business names
  • Firm CRD number
  • Registration status and jurisdictions
  • Main office and other locations
  • Regulatory assets and client types
  • Advisory services
  • Control and ownership records
  • Latest filing and amendment history

Go deeper

Turn one search into a repeatable research path.

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