Confirm the adviser, representative, fund, issuer, and filing identities.
For RIAs
Investigate sponsors, offerings, and disclosures.
Move from a sponsor name to the entities, people, funds, offerings, disclosures, and source documents behind the public record.
What it makes possible
Move from public records to a usable research result.
Review registration history, disclosures, private funds, and offering notices.
Compare dated records without presenting them as real-time performance or suitability data.
Preserve a review trail from each finding to the official source.
A source-aware workflow
Keep the evidence with the answer.
AUMSearch connects distinct public records without pretending they are interchangeable. Each step preserves the identifiers, dates, filing versions, and source links needed to review the result.
Resolve the sponsor
Confirm the adviser, people, legal entities, funds, and issuers before joining records.
Review the record
Read registrations, disclosures, fund relationships, and offering notices in their filing context.
Verify the conclusion
Open each official source and record its date, gap, limitation, and assumption.
Evidence included
The context a reviewer needs.
- Form ADV, brochures, representative registrations, and private-fund relationships
- Form 13F filings and reported institutional holdings
- Registered-fund filings and N-PORT portfolio holdings
- Official source URLs, identifiers, filing versions, and reporting dates; filings do not establish performance or suitability
Data behind the workflow
Start with the records that answer the question.
Institutional holdings
Quarterly 13F positions with manager, filing, issuer, security, and period context.
Explore the dataAdviser documentsSource-dated brochures and relationship summaries covering services, fees, conflicts, and disclosures.
Explore the dataSource and review. The linked datasets identify their official sources. See the methodology and editorial policy for review and correction standards.
Continue the research